Alliant Insurance Services Inc > Trident VII Parallel Fund, L.P.


UNITED STATES SECURITIES
AND EXCHANGE COMMISSION
Washington, D.C.

FORM D
OMB APPROVAL
OMB Number: 3235-0076
Estimated Average burden hours per response: 4.0
Notice of Exempt Offering of Securities


1. Issuer's Identity
CIK (Filer ID Number)Previous Name(s)   NoneEntity Type
0001684909
Corporation
Limited Partnership
Limited Liability Company
General Partnership
Business Trust
Other
Name of Issuer
  Trident VII Parallel Fund, L.P.
Jurisdiction of Incorporation/Organization
CAYMAN ISLANDS
Year of Incorporation/Organization
oOver Five Years Ago
xWithin Last Five Years (Specify Year)2016
oYet to Be Formed



2. Principal Place of Business and Contact Information
Name of Issuer
  Trident VII Parallel Fund, L.P.
Street Address 1Street Address 2
  STONE POINT CAPITAL LLC  20 HORSENECK LANE
CityState/Province/CountryZIP/Postal CodePhone No. of Issuer
  GREENWICH  CONNECTICUT  06830  203-862-2900  



3. Related Persons
Last NameFirst NameMiddle Name
WermuthDavidJ.
Street Address 1Street Address 2
c/o Stone Point Capital LLC20 Horseneck Lane
CityState/Province/CountryZIP/Postal Code
GreenwichCONNECTICUT06830
Relationship:xExecutive OfficeroDirectoroPromoter
Clarification of Response (if Necessary)
Member of DW Trident GP, LLC, the general partner of Trident Capital VII, L.P., the general partner of Trident VII Parallel Fund, L.P.

Last NameFirst NameMiddle Name
Trident Capital VII, L.P.N/A
Street Address 1Street Address 2
c/o Stone Point Capital LLC20 Horseneck Lane
CityState/Province/CountryZIP/Postal Code
GreenwichCONNECTICUT06830
Relationship:oExecutive OfficeroDirectorxPromoter
Clarification of Response (if Necessary)



4. Industry Group
oAgricultureHealth CareoRetailing
Banking & Financial ServicesoBiotechnologyoRestaurants
oCommercial BankingoHealth InsuranceTechnology
oInsuranceoHospitals & PhysiciansoComputers
oInvestingoPharmaceuticalsoTelecommunications
oInvestment BankingoOther Health CareoOther Technology
xPooled Investment Fund
Hedge Fund
Other Investment Fund
Private Equity Fund
Venture Capital Fund

*Is the issuer registered as an investment company under the Investment Company Act of 1940? 
Yes   No 
Travel
oManufacturingoAirlines & Airports
Real EstateoLodging & Conventions
oCommercialoTourism & Travel Services
oConstructionoOther Travel
oREITS & FinanceoOther
oOther Banking & Financial ServicesoResidential
oOther Real Estate
oBusiness Services
Energy
oCoal Mining
oElectric Utilities
oEnergy Conservation
oEnvironmental Services
oOil & Gas
oOther Energy


5. Issuer Size
Revenue RangeAggregate Net Asset Value Range
oNo RevenuesoNo Aggregate Net Asset Value
o$1 - $1,000,000o$1 - $5,000,000
o$1,000,001 - $5,000,000o$5,000,001 - $25,000,000
o$5,000,001 - $25,000,000o$25,000,001 - $50,000,000
o$25,000,001 - $100,000,000o$50,000,001 - $100,000,000
oOver $100,000,000oOver $100,000,000
xDecline to DiscloseoDecline to Disclose
oNot ApplicableoNot Applicable


6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)
oRule 504(b)(1) (not (i), (ii) or (iii))oRule 505
oRule 504 (b)(1)(i)xRule 506(b)
oRule 504 (b)(1)(ii)oRule 506(c)
oRule 504 (b)(1)(iii)oSecurities Act Section 4(a)(5)
xInvestment Company Act Section 3(c)
oSection 3(c)(1)oSection 3(c)(9)
oSection 3(c)(2)oSection 3(c)(10)
oSection 3(c)(3)oSection 3(c)(11)
oSection 3(c)(4)oSection 3(c)(12)
oSection 3(c)(5)oSection 3(c)(13)
oSection 3(c)(6)oSection 3(c)(14)
xSection 3(c)(7)

7. Type of Filing
xNew NoticeDate of First Sale  xFirst Sale Yet to Occur
oAmendment

8. Duration of Offering
Does the Issuer intend this offering to last more than one year?oYesxNo

9. Type(s) of Securities Offered (select all that apply)
xPooled Investment Fund InterestsxEquity
oTenant-in-Common SecuritiesoDebt
oMineral Property SecuritiesoOption, Warrant or Other Right to Acquire Another Security
oSecurity to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire SecurityoOther (describe)


10. Business Combination Transaction
Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?oYesxNo
Clarification of Response (if Necessary)
   

11. Minimum Investment
Minimum investment accepted from any outside investor    USD

12. Sales Compensation
RecipientRecipient CRD NumberoNone
(Associated) Broker or DealeroNone(Associated) Broker or Dealer CRD NumberoNone
Street Address 1Street Address 2
CityState/Province/CountryZIP/Postal Code
State(s) of SolicitationoAll States



13. Offering and Sales Amounts
Total Offering Amount      USDIndefinite
Total Amount Sold    USD
Total Remaining to be Sold      USDIndefinite
Clarification of Response (if Necessary)
   


14. Investors
oSelect if securities in the offering have been or may be sold to persons who do not qualify as accredited investors,
Number of such non-accredited investors who already have invested in the offering 
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:0


15. Sales Commissions & Finders' Fees Expenses
Provide separately the amounts of sales commissions and finders' fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount. 
Sales Commissions    USDoEstimate
Finders' Fees    USDoEstimate
Clarification of Response (if Necessary)
   


16. Use of Proceeds
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount. 
    USDxEstimate
Clarification of Response (if Necessary)
   

Signature and Submission
Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.
Terms of Submission  
In submitting this notice, each Issuer named above is:
  • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, the information furnished to offerees.
  • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the Issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against it in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of: (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
  • Certifying that the Issuer is not disqualified from relying on any Regulation D exemption it has identified in Item 6 above for one of the reasons stated in Rule 505(b)(2)(iii).
Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.
For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

IssuerSignatureName of SignerTitleDate
Trident VII Parallel Fund, L.P./s/ David J. WermuthDavid J. WermuthMember of general partner of general partner of issuer2016-09-19
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